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Dive into our collection of articles covering everything from insider trading and whistleblowing to general compliance.

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ADVANT Nctm Partners with ComplyLog to Help SMEs Ensure Compliance

ADVANT is an association for law firms across the European Union, with offices in major cities including Milan, Rome, Genoa, London and Shanghai. It...
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What Are Market Soundings Under the Market Abuse Regulation?

The EU’s Market Abuse Regulation (MAR) came into effect in July 2016, with the European Securities and Markets Authority (ESMA) defining the rules...
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4 Reasons You Need A Market Abuse Policy (And How To Create One)

Organisations around the European Union are increasingly aware of the need to strengthen their internal policies to ensure compliance with a range of...
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Measure Conduct Risk: 7 Key Risk Indicators To Track

Conduct risk is a relatively recent arrival on the risk landscape. Of course, people have always broken rules, especially those whereby they can...
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This is your official confirmation. Thank you for joining ComplyLog Newsletter. While you wait for the next issue of ComplyLog, check out the latest articles and references.
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MiFID II And Market Abuse: The Requirements You Should Be Aware Of

In the wake of the financial crisis of 2008, the EU began working to restore confidence in the financial markets. The European Commission admitted in...
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What Is A Closed Period Under MAR And How It Affects Trading

The Market Abuse Regulation (MAR) entered into force in the European Union in July 2016, affecting issuers on both regulated and unregulated...
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How To Create A Compliance Risk Assessment Questionnaire

In 2021, the national competent authorities (NCAs) in the European Union issued 366 administrative and 29 criminal measures and sanctions for...
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6 Strategies To Prevent Insider Trading At Your Company

The European Union enacted the Market Abuse Regulation (MAR) to protect the integrity of the markets and provide companies with a framework to...
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